linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Brian Xiaoxia Ye

BMO Capital Markets Corp.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Brian? Claim Your Profile

About Brian Xiaoxia Ye

Brian Ye is a registered representative with BMO Capital Markets Corp. Brian has been in the securities industry since March 19, 2001. Brian holds the Series 7, Series 63, and SIE licenses. Previously, Brian worked for J.P. MORGAN SECURITIES LLC and J.P. MORGAN SECURITIES INC.

Firm Information

Brian Ye is currently registered with BMO Capital Markets Corp.. BMO Capital Markets Corp. is a Corporation headquartered in NEW YORK, NY. Founded in March 1988, the firm has a broad reach with state-level registrations in all 50 states plus Puerto Rico and the Virgin Islands. It offers investment advisory services, including portfolio management for pooled investment vehicles, and holds approximately $10 billion - $50 billion in assets. BMO Capital Markets Corp. primarily serves investment companies and pooled investment vehicles, with a total of 113 clients and $796,416,350 in regulatory assets under management.
BMO Capital Markets Corp.

151 WEST 42ND STREET

NEW YORK, NY 10036

$796.42M

Assets Under Management

113

Total Clients

178

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

provision of securities trading ideas and research

Provision of securities trading ideas and research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Fees for securities trading ideas and research

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Brian Ye’s Registration & Firm History

NY

04/07/2021 - Present

BMO Capital Markets Corp. (New York NY)

NY

10/01/2008 - 04/06/2021

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

03/19/2001 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

Not sure if Brian Xiaoxia Ye is right for you?

Licenses & Designations

BC

Issued 05/21/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Xiaoxia Ye.
Not sure if Brian Xiaoxia Ye is right for you?