Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Woolston is a financial professional with experience in the financial services industry. Brian is currently registered with SoFi Wealth LLC and has been with the firm since October 2024. Brian has held previous roles with J.P. Morgan Securities LLC. Brian is licensed in the state of Utah and holds a Series 66, Series 63, and Series 7TO. Brian is a dedicated financial professional who is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
UT
10/15/2024 - Present
Sofi Wealth LLC (Cottonwood Heights UT)
UT
04/05/2021 - 01/03/2023
J.P. MORGAN SECURITIES LLC (SALT LAKE CITY UT)
BOTH
Issued 11/30/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/19/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/10/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/05/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/17/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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