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Brian Wood

Jefferies LLC

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About Brian Wood

Brian Wood is a financial advisor with Jefferies LLC. Brian has been in the financial services industry for over 19 years. Brian is a registered representative of FINRA and a registered investment advisor in California. Brian specializes in providing investment advice to individuals and families. Brian has a strong background in the investment banking industry. Brian holds a Series 7, Series 66, and Series 24 license. Brian has previously held positions at Imperial Capital, LLC, Mercanti Securities, LLC, and The Seidler Companies Incorporated.

Firm Information

Brian Wood is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Wood’s Registration & Firm History

CA

03/09/2020 - Present

Jefferies LLC (LOS ANGELES CA)

CA

12/23/2009 - 03/20/2020

IMPERIAL CAPITAL, LLC (LOS ANGELES CA)

CA

05/18/2007 - 02/16/2010

MERCANTI SECURITIES, LLC (LOS ANGELES CA)

CA

02/19/2004 - 04/30/2007

THE SEIDLER COMPANIES INCORPORATED (LOS ANGELES CA)

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Licenses & Designations

BOTH

Issued 07/01/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/16/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Brian Wood.
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