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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Woo is an investment advisor representative at Morgan Stanley, located in Irvine, CA. Brian has been in the securities industry since June 2003. Brian has experience with a variety of investment products and services, including investment advisory services, portfolio management for individuals and businesses, and financial planning. Brian is registered with the state of California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
02/12/2014 - Present
Morgan Stanley (Irvine CA)
CA
12/01/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (IRVINE CA)
CA
12/13/2004 - 12/06/2006
MORGAN STANLEY DW INC. (IRVINE CA)
MA
06/26/2003 - 12/09/2004
SIGNATOR INVESTORS, INC. (BOSTON MA)
BOTH
Issued 07/23/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 06/24/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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