Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Wentling has been in the financial industry since 1992. Brian is currently registered as a Registered Representative with Raymond James Financial Services Advisors, Inc. Brian holds Series 6, 7, 24, 51, and 63 securities licenses. Brian is currently licensed in Arizona, Florida, Georgia, Indiana, Kentucky, Michigan, New Jersey, New York, North Carolina, Ohio, South Carolina, Washington, and Wisconsin. Brian is also licensed as an Investment Advisor Representative in Ohio. Brian's previous employment includes experience with Raymond James Financial Services, Inc., LINSCO/Private Ledger Corp., Invest Financial Corporation, Equico Securities, Inc. and The Equitable Life Assurance Society of the United States. Brian is also an owner of a real estate rental business and a fixed annuity agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OH
03/22/2010 - Present
Raymond James Financial Services Advisors, Inc. (LIMA OH)
OH
04/25/2005 - 02/17/2010
RAYMOND JAMES FINANCIAL SERVICES, INC. (LIMA OH)
SC
11/21/1994 - 04/26/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
WI
04/23/1993 - 09/23/1994
INVEST FINANCIAL CORPORATION (APPLETON WI)
NY
06/24/1992 - 03/05/1993
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
06/24/1992 - 03/05/1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 09/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/29/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/1994
Series 7 - General Securities Representative Examination
BC
Issued 06/23/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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