Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Sipes is a financial professional with over 10 years of experience in the industry. He is currently registered with Kroll Securities LLC in Chicago, Illinois. Prior to joining Kroll Securities LLC, Brian was with Houlihan Lokey Capital, Inc. in Dallas, Texas. Brian holds the Series 7, Series 63, and SIE exams and is registered in Pennsylvania and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
12/03/2014 - Present
Kroll Securities LLC (CHICAGO IL)
TX
09/21/2009 - 10/29/2014
HOULIHAN LOKEY CAPITAL, INC. (DALLAS TX)
BC
Issued 10/15/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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