Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Ragen is an investment advisor representative at Concorde Asset Management, LLC in Ann Arbor, MI. Brian is a highly experienced financial professional with a long and successful career in the financial services industry. He has a deep understanding of the investment landscape and is committed to providing clients with personalized investment advice and guidance. Brian has worked at several leading financial institutions, including Triad Advisors, L.M. Kohn & Company, and Morgan Stanley & Co., Incorporated. Brian is a licensed broker-dealer and investment advisor representative, and holds the Series 7, Series 9, Series 10, Series 24, Series 28, Series 63, and Series 65 licenses, and the SIE designation. He is also a registered principal. Brian is passionate about helping his clients achieve their financial goals. He is a member of the Financial Industry Regulatory Authority (FINRA) and is committed to upholding the highest ethical standards.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Promoter fees from other advisors
1
2
MI
03/21/2018 - Present
Concorde Asset Management, LLC (ANN ARBOR MI)
GA
10/23/2012 - 03/06/2018
TRIAD ADVISORS LLC (NORCROSS GA)
GA
12/19/2011 - 05/21/2012
L.M. KOHN & COMPANY (ATLANTA GA)
GA
01/11/2008 - 02/27/2012
MIDSOUTH CAPITAL, INC. (ATLANTA GA)
GA
04/02/2007 - 12/21/2007
MORGAN STANLEY & CO., INCORPORATED (ATLANTA GA)
GA
10/07/2005 - 04/02/2007
MORGAN STANLEY DW INC. (ATLANTA GA)
CA
07/14/2004 - 09/16/2005
NORTH COAST SECURITIES CORPORATION (SAN FRANCISCO CA)
CA
05/17/2000 - 08/02/2002
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
GA
05/13/1999 - 05/11/2000
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
GA
08/24/1998 - 05/27/1999
ATTKISSON, CARTER & AKERS, INCORPORATED (ATLANTA GA)
GA
01/03/1996 - 09/23/1998
ARGENT SECURITIES, INC. (ATLANTA GA)
CO
06/07/1995 - 12/22/1995
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
MO
10/22/1992 - 08/04/1993
SCOTTSDALE SECURITIES, INC. (ST. LOUIS MO)
MI
05/30/1990 - 01/01/1992
OLDE DISCOUNT CORPORATION (DETROIT MI)
NY
05/05/1988 - 09/23/1989
BEAR, STEARNS & CO. INC. (NEW YORK NY)
IA
Issued 09/25/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2011
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 12/21/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/19/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/28/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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