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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Mohan is a registered investment advisor representative with Calton & Associates, Inc., a firm with offices in Sarasota, Florida. Brian has been in the industry since 1987 and has a wide range of experience, including securities trading, financial planning, and portfolio management. Brian is dedicated to helping clients reach their financial goals and providing them with the guidance and support they need to make informed decisions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
09/07/2011 - Present
Calton & Associates, Inc. (SARASOTA FL)
NA
10/31/1987 - 01/12/1990
FITZGERALD, DEARMAN & ROBERTS, INC.
NA
07/01/1988 - 04/04/1989
HAMPTON SECURITIES, INC.
NA
08/21/1986 - 12/22/1986
THE STUART-JAMES COMPANY, INC.
BC
Issued 11/13/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/1992
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/30/1989
Series 24 - General Securities Principal Examination
BC
Issued 08/29/1989
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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