Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Laughlin is a financial advisor with over 25 years of experience in the industry. Brian is a Certified Financial Planner and has a strong background in providing investment, securities, and planning advice to clients. Brian is currently registered with Kestra Private Wealth Services, LLC and Kestra Investment Services, LLC. Brian has previously worked with UBS Financial Services Inc., Stifel, Nicolaus & Company, Incorporated, Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, and UBS Paine Webber Inc. Brian holds the Series 7, Series 31, Series 63, and Series 65 licenses. Brian has experience working with individuals, high-net-worth individuals, insurance companies, charitable organizations, pension and profit-sharing plans, corporations or other businesses, and banking or thrift institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
08/22/2023 - Present
Kestra Private Wealth Services, LLC (Melbourne FL)
FL
10/28/2010 - 05/10/2019
UBS FINANCIAL SERVICES INC. (MELBOURNE FL)
FL
01/29/2007 - 11/04/2010
STIFEL, NICOLAUS & COMPANY, INCORPORATED (MELBOURNE FL)
FL
02/21/2006 - 02/07/2007
CITIGROUP GLOBAL MARKETS INC. (SUNTREE FL)
MD
03/21/2002 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NJ
07/09/1995 - 04/03/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IA
Issued 07/10/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 06/15/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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