Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian William Koonce is a registered representative with Pacific Select Distributors, LLC, and has been in the securities industry since December 12, 2002. Brian has a Series 6, 7, 26 and 63 licenses and is registered in California, Connecticut, Delaware, Maryland, Massachusetts, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, and Virginia. Before joining Pacific Select Distributors, LLC, Brian worked at THE LEADERS GROUP, INC., Lincoln Financial Distributors, INC., NRP FINANCIAL, INC., WACHOVIA SECURITIES, LLC, EVERGREEN INVESTMENT SERVICES, INC., AXA ADVISORS, LLC, AXA DISTRIBUTORS, LLC, FIRST UNION SECURITIES, INC., and FIRST UNION BROKERAGE SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/16/2020 - Present
Pacific Select Distributors, LLC (NEWPORT BEACH CA)
CO
01/13/2020 - 04/13/2020
THE LEADERS GROUP, INC. (LITTLETON CO)
NC
09/06/2011 - 02/01/2018
LINCOLN FINANCIAL DISTRIBUTORS, INC. (GREENSBORO NC)
CO
05/29/2009 - 08/26/2011
THE LEADERS GROUP, INC. (LITTLETON CO)
NC
01/07/2008 - 06/11/2009
NRP FINANCIAL, INC. (HIGH POINT NC)
NC
11/06/2006 - 01/02/2008
WACHOVIA SECURITIES, LLC (HIGH POINT NC)
NC
05/17/2005 - 09/01/2006
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NY
10/14/2004 - 04/27/2005
AXA ADVISORS, LLC (NEW YORK NY)
NC
03/15/2001 - 09/27/2004
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
MO
10/01/2000 - 03/12/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
09/06/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BC
Issued 09/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 02/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2005
Series 7 - General Securities Representative Examination
BC
Issued 09/05/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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