Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian King is a financial advisor with over 16 years of experience in the financial services industry. Brian is currently registered with Charles Schwab & Co., Inc. in Lone Tree, Colorado. Brian has previously worked for TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, Charles Schwab & Co., Inc., Wells Fargo Investments, LLC, PFIC SECURITIES CORPORATION, and FISERV INVESTOR SERVICES, INC. Brian is also a licensed Series 7 and 66 general securities representative, holding both the SIE and Series 63 exams. Brian is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CO
08/11/2011 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CO
11/30/2010 - 07/21/2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
08/02/2007 - 11/12/2010
CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)
CO
11/03/2006 - 04/02/2007
WELLS FARGO INVESTMENTS, LLC (FORT COLLINS CO)
MO
09/21/2005 - 01/06/2006
PFIC SECURITIES CORPORATION (COLUMBIA MO)
TX
11/11/2003 - 09/21/2005
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
BOTH
Issued 11/07/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/01/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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