Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Keaveney is a financial professional with over 20 years of experience in the industry. Brian is currently registered with Rabo Securities USA, Inc. and holds a Series 7, Series 63, Series 79TO, and SIE licenses. Brian has previously held positions at MUFG Securities Americas Inc., Credit Suisse Securities (USA) LLC, and Rothschild Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/07/2019 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
NY
10/11/2011 - 04/27/2018
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NY
09/24/2007 - 09/21/2011
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
01/08/2002 - 08/22/2007
ROTHSCHILD INC. (NEW YORK NY)
BC
Issued 04/14/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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