Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Hock is a registered representative with BNY Mellon Securities Corp. Brian has been in the industry since August 2009. Brian holds Series 3, 7 and 63 licenses, along with the SIE exam. Brian is registered in 51 states, and is located in Pittsburgh, Pennsylvania. Brian is active in the Broker-Dealer space and is not currently active as an Investment Advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
PA
12/11/2009 - Present
BNY Mellon Securities Corp. (PITTSBURGH PA)
PA
01/25/2008 - 06/02/2008
AXA ADVISORS, LLC (PITTSBURGH PA)
BC
Issued 07/01/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2012
Series 3 - National Commodity Futures Examination
BC
Issued 01/24/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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