Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian William Davies is a financial advisor with over 10 years of experience in the financial services industry. Brian is a registered representative of Donald Capital LLC, a firm specializing in a range of financial services. Brian is also a registered representative of Katalyst Securities LLC, Primary Capital, LLC, Ascendiant Capital Markets, LLC and Stonegate Securities, Inc. His extensive experience in the industry has equipped him with a comprehensive understanding of investment strategies, financial planning, and market trends.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/18/2021 - Present
Donald Capital LLC (NEW YORK NY)
NY
01/12/2018 - 10/01/2021
KATALYST SECURITIES LLC (NEW YORK NY)
CA
09/23/2016 - 12/15/2017
PRIMARY CAPITAL, LLC (Newport Beach CA)
CA
01/08/2015 - 09/26/2016
ASCENDIANT CAPITAL MARKETS, LLC (IRVINE CA)
TX
04/17/2013 - 11/04/2014
STONEGATE SECURITIES, INC. (DALLAS TX)
BC
Issued 04/25/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/03/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2016
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 04/16/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Brian Davies is the right advisor for you? Invested Better is here to help.
