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Brian William Brooks

Thrivent Investment Management Inc.

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About Brian William Brooks

Brian Brooks is a financial advisor with over 20 years of experience in the industry. Brian is registered to provide investment advice in 29 states, including Arizona, Texas, and California. Brian has a strong track record of helping clients achieve their financial goals, and is dedicated to providing personalized service and guidance. Brian holds a Series 6, 7, 63, and 66 securities license and is also licensed in Arizona and Texas to provide Investment Advisory services. Brian is currently affiliated with Thrivent Investment Management Inc. Thrivent Investment Management Inc. is a leading provider of financial services, offering a wide range of investment products and services to individuals, families, and institutions. Brian is committed to helping clients make informed financial decisions and achieve their financial goals.

Firm Information

Brian Brooks is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brian Brooks’s Registration & Firm History

AZ

10/19/2011 - Present

Thrivent Investment Management Inc. (Scottsdale AZ)

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Licenses & Designations

BOTH

Issued 10/06/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/25/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/02/2003

Series 7 - General Securities Representative Examination

BC

Issued 04/20/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian William Brooks.
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