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Brian William Batter

Transamerica Financial Advisors, Inc.

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About Brian William Batter

Brian Batter is a financial advisor with Transamerica Financial Advisors, Inc. Brian has been in the financial services industry since October 2006. Brian has a Series 6, Series 63, Series 26 and SIE licenses. Brian is registered in California, New Jersey, New York, North Carolina, Pennsylvania and Texas. Brian has experience providing financial advice to high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, pension and profit-sharing plans and charitable organizations.

Firm Information

Brian Batter is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brian Batter’s Registration & Firm History

NY

09/21/2020 - Present

Transamerica Financial Advisors, Inc. (Port Jefferson Station NY)

NY

03/21/2007 - 01/06/2012

WORLD GROUP SECURITIES, INC. (HAUPPAUGE NY)

CA

02/21/2001 - 07/17/2001

NATIONAL PLANNING CORPORATION (LOS ANGELES CA)

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Licenses & Designations

IA

Issued 12/20/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/23/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/21/2007

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/20/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian William Batter.
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