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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Wesley Stauffer is a financial advisor with Janney Montgomery Scott LLC. Brian has over 20 years of experience in the financial services industry. Brian is a Series 7, 24, 55, 63 and SIE licensed professional. Brian is a specialist in a wide range of services including Financial Planning, Pension Consulting and Portfolio Management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
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2
VA
11/03/2021 - Present
Janney Montgomery Scott LLC (Fairfax VA)
DC
02/20/2018 - 11/04/2021
COMPASS POINT RESEARCH & TRADING, LLC (WASHINGTON DC)
VA
08/26/2003 - 09/25/2017
FBR CAPITAL MARKETS & CO. (ARLINGTON VA)
NY
11/19/1998 - 08/29/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
BC
Issued 10/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/19/1998
Series 3 - National Commodity Futures Examination
BC
Issued 10/12/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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