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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Wesley Smith is a financial advisor with First Horizon Advisors, Inc. Brian has been in the industry since 2001 and has held several positions at various firms, including Wells Fargo Clearing Services, LLC, First Citizens Investor Services, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Brian is registered in North Carolina as a broker and an investment advisor representative. Brian's areas of expertise include financial planning, portfolio management for businesses and individuals, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
09/28/2021 - Present
First Horizon Advisors, Inc. (Greensboro NC)
NC
11/08/2019 - 08/23/2021
WELLS FARGO CLEARING SERVICES, LLC (WINSTON SALEM NC)
NC
08/24/2015 - 11/23/2016
FIRST CITIZENS INVESTOR SERVICES, INC. (WINSTON-SALEM NC)
NC
10/23/2009 - 08/10/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREENSBORO NC)
NC
04/04/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (GREENSBORO NC)
NC
02/06/2004 - 12/31/2004
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
MO
10/23/2002 - 02/09/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
WI
10/30/2001 - 07/02/2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
10/30/2001 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 02/27/2020
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/16/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/29/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/23/2016
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2010
Series 7 - General Securities Representative Examination
BC
Issued 10/29/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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