Unclaimed
Brian Low is a financial professional who has been in the industry for over two decades. Brian Low holds the Series 6, 7, 63, and 65 licenses and is currently registered with the state of Louisiana as a Registered Investment Advisor (RIA). Brian Low currently works with Brian Low Financial Group, LLC which is based in Baton Rouge, Louisiana. Brian Low Financial Group, LLC specializes in providing financial planning and portfolio management services to individuals and families. The firm also offers financial planning services for businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
LA
01/15/2021 - Present
Brian LOW Financial Group, LLC (BATON ROUGE LA)
LA
06/12/2017 - 11/04/2021
MADISON AVENUE SECURITIES, LLC (Baton Rouge LA)
LA
10/29/2008 - 06/09/2017
BROKER DEALER FINANCIAL SERVICES CORP. (BATON ROUGE LA)
LA
05/21/2007 - 10/30/2008
NATIONAL PLANNING CORPORATION (BATON ROUGE LA)
LA
01/01/2004 - 05/24/2007
ING FINANCIAL PARTNERS, INC. (BATON ROUGE LA)
IA
07/11/2002 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
IL
09/01/1998 - 05/23/2002
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MA
07/27/1998 - 08/21/1998
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
IA
Issued 12/04/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/24/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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