Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Werner is a financial advisor with Raymond James & Associates, Inc. located in NEW YORK, NY. Brian has been in the financial industry for over 20 years. Brian is registered with the state of New York, Connecticut, and Ohio. Brian's specializations include a wide range of financial products and services. Brian is well-versed in financial planning, portfolio management for businesses and individuals, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/07/2019 - Present
Raymond James & Associates, Inc. (NEW YORK NY)
NY
04/10/2013 - 07/03/2019
RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)
NJ
07/02/2012 - 04/08/2013
KNIGHT CAPITAL AMERICAS LLC (JERSEY CITY NJ)
NJ
12/21/2011 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NY
11/26/2004 - 12/20/2011
ON POINT EXECUTIONS, LLC (NEW YORK NY)
NY
09/02/2008 - 12/31/2009
REGAL SECURITIES, INC. (NEW YORK NY)
NY
07/21/2003 - 11/18/2004
TRADITION ASIEL SECURITIES INC. (NEW YORK NY)
NY
06/17/2002 - 11/12/2002
TRADITION ASIEL SECURITIES INC. (NEW YORK NY)
BC
Issued 08/28/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2010
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/20/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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