Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Foster is a financial advisor with over 17 years of experience in the financial services industry. Brian has a strong background in securities and investment products, having worked with both Fidelity Brokerage Services LLC and National Financial Services LLC. Brian holds the Series 7, 9, 10, 63, SIE and 99TO licenses and is registered in Kentucky and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
08/11/2011 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
08/11/2011 - 07/02/2013
NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)
KY
09/22/2005 - 07/05/2011
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BC
Issued 09/29/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/03/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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