Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Stevens is an investment advisor representative with LPL Financial LLC. Brian has been in the securities industry since July 30, 1990. Brian has experience in providing financial planning and investment advice to individual and corporate clients. Brian is registered with the Securities and Exchange Commission (SEC) and several state securities regulators. Brian has earned the Series 3, 7, 24, and 63 securities licenses. Brian has a special interest in serving the needs of high-net-worth individuals and businesses. Brian has previously been employed with Wells Fargo Advisors, LLC, First Union Capital Markets Corp., Smith Barney Inc., and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/10/2009 - Present
LPL Financial LLC (MODESTO CA)
CA
10/01/1999 - 08/03/2009
WELLS FARGO ADVISORS, LLC (OAKDALE CA)
NC
03/09/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
07/31/1993 - 03/24/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
07/31/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 08/03/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1990
Series 3 - National Commodity Futures Examination
BC
Issued 07/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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