Unclaimed
Brian Salters is a registered representative with Raymond James & Associates, Inc. and Raymond James Financial Services Advisors, Inc. Brian has been in the securities industry since 2011 and is currently registered with the state of Kentucky and West Virginia. Brian has experience in financial planning, pension consulting and portfolio management for businesses and individuals. Brian is also a business owner, owning and operating Salty's BBQ and Catering and The Salters Group LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
02/22/2013 - Present
Raymond James & Associates, Inc. (Flatwoods KY)
WV
11/02/2011 - 12/18/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HUNTINGTON WV)
BOTH
Issued 12/06/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/03/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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