Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Wayne Mitchell is an active Registered Representative and Investment Advisor Representative. Brian has been in the financial services industry since February 20, 1988. Brian is currently registered with LPL Financial LLC. Brian previously was registered with Wunderlich Securities, Inc., Sanders Morris Harris Inc., Citigroup Global Markets Inc., and Kober Financial Corp. Brian has held registrations in multiple states throughout his career.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
10/18/2017 - Present
LPL Financial LLC (TULSA OK)
OK
12/14/2012 - 11/13/2017
WUNDERLICH SECURITIES, INC. (TULSA OK)
OK
02/27/2009 - 12/17/2012
SANDERS MORRIS HARRIS INC. (TULSA OK)
OK
06/14/1988 - 03/23/2009
CITIGROUP GLOBAL MARKETS INC. (TULSA OK)
NA
08/20/1987 - 12/11/1987
KOBER FINANCIAL CORP.
IA
Issued 11/09/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1994
Series 3 - National Commodity Futures Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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