Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Wayne Koch is a financial advisor with RBC Capital Markets, LLC. Brian Wayne Koch is registered in South Dakota and Texas. Brian Wayne Koch has 17 years of experience in the financial industry. Prior to joining RBC Capital Markets, LLC, Brian Wayne Koch worked at Wells Fargo Clearing Services, LLC, Wells Fargo Investments, LLC, Securities America, Inc., and IDS Marketing Corporation. Brian Wayne Koch holds the Series 7 and Series 66 licenses and the SIE exam. Brian Wayne Koch has also earned the Chartered Financial Analyst designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SD
05/13/2019 - Present
RBC Capital Markets, LLC (SIOUX FALLS SD)
MN
01/03/2011 - 05/20/2019
WELLS FARGO CLEARING SERVICES, LLC (MANKATO MN)
MN
09/14/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MANKATO MN)
MN
07/17/2009 - 09/15/2010
SECURITIES AMERICA, INC. (NEW ULM MN)
CA
09/12/2002 - 05/04/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NA
08/21/1986 - 11/25/1986
IDS MARKETING CORPORATION
BOTH
Issued 07/21/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Brian Koch is the right advisor for you? Invested Better is here to help.
