Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Gilbert is a financial professional with over 30 years of experience in the industry. Brian is a Registered Representative and Investment Advisor Representative with Advisors Asset Management, Inc. Brian also holds the Series 7, Series 63, Series 65, Series 8, Series 9, Series 10, Series 23, Series 24, Series 79TO, and Series 99TO licenses. Brian's previous experience includes positions with CHARLES SCHWAB & CO., INC., MURPHEY FAVRE, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and MARSHALL DAVIS, INC. Brian provides portfolio management services for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Supervisor/evaluator to unit investment trusts
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CO
09/25/2006 - Present
Advisors Asset Management, Inc. (MONUMENT CO)
TX
01/04/1996 - 05/18/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
12/10/1991 - 06/03/1994
MURPHEY FAVRE, INC. (IRVINE CA)
NY
07/30/1990 - 07/11/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
08/23/1988 - 03/01/1989
MARSHALL DAVIS, INC.
IA
Issued 04/11/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/20/2007
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 06/11/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Brian Gilbert is the right advisor for you? Invested Better is here to help.
