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Brian Wallace Rorke

G1 Execution Services, LLC

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About Brian Wallace Rorke

Brian Rorke is an active broker with over 20 years in the industry. Brian is currently registered with G1 Execution Services, LLC and Susquehanna Securities, LLC. Brian is a Series 7, Series 24 and Series 57TO licensed professional. Brian has prior registration with RIVER CROSS SECURITES, LLLP, SIG INDEX SPECIALISTS, LLC and SIG SPECIALISTS, INC.

Firm Information

Brian Rorke is currently registered with G1 Execution Services, LLC. G1 Execution Services, LLC is a Limited Liability Company formed in August 2000. The firm has been approved to operate in Illinois and Pennsylvania, and holds one approved SEC registration. The firm has 33 Regulatory Events and 1 Civil Event disclosed.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Rorke’s Registration & Firm History

PA

01/29/2015 - Present

G1 Execution Services, LLC (bala cynwyd PA)

PA

05/25/2009 - 01/16/2013

RIVER CROSS SECURITES, LLLP (BALA CYNWYD PA)

NY

04/15/2002 - 10/22/2008

SIG INDEX SPECIALISTS, LLC (NEW YORK NY)

NY

11/09/2001 - 12/05/2007

SIG SPECIALISTS, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 05/26/2009

Series 24 - General Securities Principal Examination

BC

Issued 11/28/2001

Series 14A - Compliance Official Specialist Exam

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/23/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brian Wallace Rorke.
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