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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Watts is a financial advisor with UBS Financial Services Inc. based in Jackson, MS. Brian has been in the financial industry since 2005, with prior experience at Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Brian is registered as an Investment Advisor Representative in Mississippi and holds Series 7, 31, and 66 licenses as well as the SIE exam. Brian specializes in providing portfolio management, financial planning, and pension consulting services for individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MS
05/07/2010 - Present
UBS Financial Services Inc. (Jackson MS)
MS
06/01/2009 - 05/24/2010
MORGAN STANLEY SMITH BARNEY (JACKSON MS)
MS
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (JACKSON MS)
MD
01/07/2005 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 01/27/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 01/06/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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