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Brian Wade Waelti

Harbour Investments, Inc.

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About Brian Wade Waelti

Brian Waelti is a financial advisor registered with Harbour Investments, Inc. based in Madison, Wisconsin. Brian has been in the financial industry since 1990. Brian specializes in financial planning, selection of other advisors, and portfolio management for individuals. Brian has a long history of working with clients including individuals, high-net-worth individuals, pension and profit-sharing plans, corporations and other businesses, charitable organizations, and insurance companies. Brian is a Registered Representative (RA) in Wisconsin.

Firm Information

Brian Waelti is currently registered with Harbour Investments, Inc.. Harbour Investments, Inc. is a Corporation based in Madison, WI, formed in 1987 and approved by the SEC. With over 200 licensed agents and investment advisor representatives, the firm manages between $1 billion and $10 billion in assets for a wide range of clients, including individuals, high net worth individuals, corporations, insurance companies, charitable organizations, and pension plans. Harbour Investments, Inc. offers financial planning, portfolio management for individuals, and selection of other advisors. The firm is registered in all 50 states and the District of Columbia.
Harbour Investments, Inc.

575 D'ONOFRIO DRIVE

MADISON, WI 53719

$6.10B

Assets Under Management

3,206

Total Clients

274

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brian Waelti’s Registration & Firm History

WI

05/07/2004 - Present

Harbour Investments, Inc. (Portage WI)

MO

02/14/2001 - 05/14/2004

EDWARD JONES (ST. LOUIS MO)

MN

12/13/2000 - 02/13/2001

WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)

CA

12/13/2000 - 02/13/2001

WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)

MN

10/04/1995 - 12/13/2000

WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)

IA

03/03/1995 - 10/05/1995

AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)

GA

08/12/1994 - 02/14/1995

FSC SECURITIES CORPORATION (ATLANTA GA)

NJ

04/17/1990 - 08/19/1994

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

04/17/1990 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

IA

Issued 10/15/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/23/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/07/1995

Series 7 - General Securities Representative Examination

BC

Issued 04/16/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Brian Wade Waelti. Review regulatory record here.
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