Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Tramontano is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Brian has over 30 years of experience in the financial industry. Brian specializes in providing financial advice to individuals, businesses, and institutional clients. Brian is registered to offer securities and investment advisory services in 44 states and the District of Columbia. Brian is a graduate of the University of Texas at San Antonio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/05/2000 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN ANTONIO TX)
CA
01/17/1996 - 05/01/2000
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
TX
03/19/1993 - 01/16/1996
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
IA
Issued 4/8/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 9/5/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/12/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 9/26/1995
Series 7 - General Securities Representative Examination
BC
Issued 3/16/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Brian Tramontano is the right advisor for you? Invested Better is here to help.
