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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Tramontano is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. based in San Antonio, Texas. Brian has been in the industry since March 1993 and has a variety of licenses and registrations, including Series 6, 7, 10, 31, 63, and 65. Brian has experience working with a variety of client types, including individuals, corporations, and institutions. Brian provides a range of services, including portfolio management, financial planning, and investment advisory services. Brian has also worked with USAA Investment Management Company and Financial Network Investment Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/05/2000 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN ANTONIO TX)
CA
01/17/1996 - 05/01/2000
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
TX
03/19/1993 - 01/16/1996
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
IA
Issued 04/08/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/05/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 09/26/1995
Series 7 - General Securities Representative Examination
BC
Issued 03/16/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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