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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Lewallen is an active Investment Advisor Representative registered with Morgan Stanley and a Registered Representative with FINRA. Brian holds a Series 7 and Series 66 license and has been in the securities industry since 2017. Brian has worked for various firms including Scottrade, TD Ameritrade, LPL Financial, and Commerce Brokerage Services. Prior to his work in finance Brian worked in the mortgage industry with Wells Fargo. Brian is registered to provide investment advice in 39 states, and is currently registered in Kansas and Texas. Brian offers investment advice to a wide range of clients, including individuals, businesses, charitable organizations, insurance companies, investment companies, and pension and profit-sharing plans. Brian specializes in asset allocation advice, financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses, individuals, and investment companies. Brian also offers financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
KS
10/13/2021 - Present
Morgan Stanley (Wichita KS)
KS
05/02/2019 - 05/17/2021
COMMERCE BROKERAGE SERVICES, INC. (WICHITA KS)
KS
05/08/2018 - 04/08/2019
LPL FINANCIAL LLC (WICHITA KS)
KS
02/26/2018 - 05/12/2018
TD AMERITRADE, INC. (WICHITA KS)
KS
03/29/2017 - 02/26/2018
SCOTTRADE, INC. (WICHITA KS)
BOTH
Issued 05/25/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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