Unclaimed
Brian Florey is a financial advisor with Transamerica Capital, Inc. based in Littleton, CO. Brian has been in the financial industry since 2004 and holds the Series 6 and SIE licenses. Brian's expertise is in investment company products and variable contracts. Previously, Brian was associated with Northwestern Mutual Investment Services, LLC in Denver, CO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
02/06/2008 - Present
Transamerica Capital, Inc. (Littleton CO)
CO
09/04/2003 - 11/30/2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DENVER CO)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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