Invested Better
Unclaimed

Unclaimed

Unclaimed

Brian W Florey

Transamerica Capital, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Brian? Claim Your Profile

About Brian W Florey

Brian Florey is a financial advisor with Transamerica Capital, Inc. based in Littleton, CO. Brian has been in the financial industry since 2004 and holds the Series 6 and SIE licenses. Brian's expertise is in investment company products and variable contracts. Previously, Brian was associated with Northwestern Mutual Investment Services, LLC in Denver, CO.

Firm Information

Brian Florey is currently registered with Transamerica Capital, Inc.. Transamerica Capital, Inc. is a Corporation formed on March 14, 1977 and approved in 53 states and the SEC. The firm is registered to provide investment advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

140

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Brian Florey’s Registration & Firm History

CO

02/06/2008 - Present

Transamerica Capital, Inc. (Littleton CO)

CO

09/04/2003 - 11/30/2006

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DENVER CO)

Not sure if Brian W Florey is right for you?

Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/03/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian W Florey.
Not sure if Brian W Florey is right for you?