Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian De lisi is a financial advisor with over 17 years of experience in the financial services industry. Brian has held positions at several prominent financial institutions, including J.P. Morgan Securities LLC, Scotia Capital (USA) Inc., BNP Paribas Securities Corp., and Bear, Stearns & Co. Inc. Brian currently works for Citigroup Global Markets Inc., where he is registered as a Registered Representative. Brian holds Series 3, 7, and 66 licenses, and a SIE designation. Brian is a Chartered Financial Analyst (CFA) and has worked with a variety of clients, including high-net-worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
05/31/2022 - Present
Citigroup Global Markets Inc. (New York NY)
NY
05/05/2015 - 05/13/2022
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
03/24/2014 - 11/17/2014
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
NY
09/11/2006 - 03/10/2014
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
05/17/2005 - 09/19/2006
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BOTH
Issued 09/30/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/24/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2012
Series 3 - National Commodity Futures Examination
BC
Issued 05/16/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Brian De lisi is the right advisor for you? Invested Better is here to help.
