Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Vincent Wholey is a registered representative with Sanford C. Bernstein & Co., LLC. Brian has been in the financial services industry for over 6 months and has a Series 7TO, Series 63, and SIE license. Brian is registered in New Jersey and New York. Brian's clients include insurance companies, charitable organizations, and high-net-worth individuals. Sanford C. Bernstein & Co., LLC is a registered investment advisor with over $1 billion in assets under management. The firm provides portfolio management services to pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d, miscellaneous
1
2
NY
04/17/2023 - Present
Sanford C. Bernstein & CO., LLC (NEW YORK NY)
BC
Issued 05/11/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/06/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Brian Wholey is the right advisor for you? Invested Better is here to help.
