Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Vincent Lopez is an investment advisor representative at CIBC Private Wealth Advisors, Inc. Brian has been working in the financial industry since 1997. Brian is currently registered with the state of Massachusetts. Brian's professional experience includes roles at SENTINEL SECURITIES, INC. , FIDELITY BROKERAGE SERVICES LLC and FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. CIBC Private Wealth Advisors, Inc. provides financial services to individuals, businesses, investment companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Index provider
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MA
11/01/2023 - Present
Cibc Private Wealth Advisors, Inc. (Boston MA)
MA
09/22/2009 - 03/05/2015
SENTINEL SECURITIES, INC. (Wakefield MA)
MA
01/01/2008 - 09/17/2009
FIDELITY BROKERAGE SERVICES LLC (MARLBOROUGH MA)
MA
10/06/2006 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)
MA
07/14/2000 - 10/06/2006
FIDELITY BROKERAGE SERVICES LLC (CAMBRIDGE MA)
RI
03/06/1997 - 07/12/2000
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BOTH
Issued 08/29/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/05/2015
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/05/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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