Unclaimed
Brian Hamilton is a financial advisor with Vanguard Marketing Corp. Brian has been in the securities industry since March 8, 2000. Brian is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 4, Series 7, Series 24, Series 57TO, and SIE licenses. Brian is registered to provide securities-related services in 53 states. Prior to joining Vanguard Marketing Corp., Brian was an advisor with AXA ADVISORS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
09/12/2000 - Present
Vanguard Marketing Corp. (MALVERN PA)
NY
03/09/2000 - 09/18/2000
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 03/21/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/17/2019
Series 4 - Registered Options Principal Examination
BC
Issued 07/01/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/08/2020
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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