Unclaimed
Brian Grippi is a financial professional with over 14 years of experience in the industry. Brian is currently registered with Empower Financial Services, Inc., and is licensed to offer investment advice in 52 states. Brian holds Series 6, Series 63 and SIE licenses. Brian's previous experience includes working with Prudential Investment Management Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
04/04/2022 - Present
Empower Financial Services, Inc. (Hartford CT)
PA
06/17/2008 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (SCRANTON PA)
BC
Issued 07/03/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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