Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Vera is a financial advisor currently registered with Thinkequity LLC. Brian has over 13 years of experience in the financial industry. Brian has passed the Series 7, Series 63, Series 65, and SIE exams and holds licenses in 53 states. Brian was previously registered with Maxim Group LLC, Wilmington Capital Securities, LLC and Meyers Associates, L.P. Brian has a strong understanding of the financial markets and is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/05/2022 - Present
Thinkequity LLC (NEW YORK NY)
NY
09/14/2018 - 01/04/2023
MAXIM GROUP LLC (WOODBURY NY)
NY
10/19/2011 - 09/17/2018
WILMINGTON CAPITAL SECURITIES, LLC (New York NY)
NY
10/15/2009 - 10/20/2011
MEYERS ASSOCIATES, L.P. (NEW YORK NY)
IA
Issued 04/23/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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