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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Lam is a financial advisor with over 16 years of experience in the financial services industry. Brian Lam is currently registered with Edward Jones and holds a Series 7, Series 66, and SIE license. Brian Lam has been a registered representative with Edward Jones in the Mission Viejo, CA area since 2007. Brian Lam previously worked at Waddell & Reed, Inc. and Banc of America Investment Services, Inc. Brian Lam specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
07/06/2023 - Present
Edward Jones (MISSION VIEJO CA)
CA
04/10/2007 - 07/19/2011
EDWARD JONES (LOS ANGELES CA)
CA
06/18/2003 - 09/05/2006
WADDELL & REED, INC. (TORRANCE CA)
MA
01/31/2001 - 03/05/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 06/27/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/27/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/14/2022
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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