Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Sanders is a registered investment advisor representative with Charles Schwab & CO., Inc. Brian has been working in the financial services industry since August 17, 2007. Brian has a background in financial planning and portfolio management. Brian Sanders is currently registered with FINRA and has a Series 7 license. Brian is also registered with the state of New Jersey as an investment advisor representative. Brian has previously worked at Fidelity Brokerage Services LLC, Northern Lights Distributors, LLC, American Funds Distributors, Inc., Wells Fargo Advisors Financial Network, LLC, Foreside Fund Services, LLC, NYLIFE Distributors LLC, Citigroup Global Markets Inc., Olstein Capital Management, L.P., Lantern Investments, Inc., and Fordham Financial Management, Inc. Brian is a member of the American Funds Distributors, Inc. financial planning referral program. Brian is an independent advisor and works with individuals, families, and businesses. Brian's goal is to help clients reach their financial goals through a variety of investment and financial planning strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NJ
08/02/2023 - Present
Charles Schwab & CO., Inc. (Marlton NJ)
PA
07/16/2020 - 05/30/2023
FIDELITY BROKERAGE SERVICES LLC (WARRINGTON PA)
NE
01/04/2017 - 07/08/2020
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
CA
08/19/2015 - 10/25/2016
AMERICAN FUNDS DISTRIBUTORS, INC. (IRVINE CA)
PA
09/30/2014 - 11/20/2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (FORT WASHINGTON PA)
NY
07/30/2014 - 09/11/2014
FORESIDE FUND SERVICES, LLC (NEW YORK NY)
NY
09/03/2008 - 07/09/2014
NYLIFE DISTRIBUTORS LLC (NEW YORK NY)
NY
03/03/2008 - 06/09/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/26/2007 - 10/19/2007
OLSTEIN CAPITAL MANAGEMENT, L.P. (PURCHASE NY)
NY
03/26/2004 - 07/15/2005
LANTERN INVESTMENTS, INC. (MELVILLE NY)
NY
10/10/2003 - 03/24/2004
FORDHAM FINANCIAL MANAGEMENT, INC. (NEW YORK NY)
IA
Issued 09/29/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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