Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Niemann is a financial advisor with over 30 years of experience in the industry. Brian is registered with LPL Financial LLC in several states including Colorado, Minnesota, Texas and Wisconsin. Brian has also been registered with other firms, including U.S. Bancorp Investments, Inc., Firstar Investment Services, Inc., and AAL Capital Management Corporation. Brian holds multiple securities licenses including Series 6, 7, 24, 31, 53, and 63. Brian's focus is providing financial advice and planning to individuals and businesses. Brian also provides consulting services for both discretionary and non-discretionary accounts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
08/20/2002 - Present
LPL Financial LLC (RICE LAKE WI)
MN
12/01/2001 - 05/22/2002
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NJ
04/20/1994 - 12/01/2001
FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)
MN
07/25/1988 - 04/27/1994
AAL CAPITAL MANAGEMENT CORPORATION (MINNEAPOLIS MN)
BC
Issued 07/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/14/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 03/14/1994
Series 7 - General Securities Representative Examination
BC
Issued 07/22/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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