Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Fox is an investment advisor representative with Schwab Wealth Advisory, Inc. Brian has been in the financial services industry since 2000. Brian has a Series 7 and Series 66 license, along with a SIE license. Brian is registered in 53 states. Brian has been affiliated with Schwab Wealth Advisory, Inc. since 2021. Prior to that, Brian was affiliated with TIAA-CREF Individual & Institutional Services, LLC, GWFS Equities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
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2
CO
01/04/2022 - Present
Schwab Wealth Advisory, Inc. (Lone Tree CO)
CO
04/16/2021 - 05/07/2021
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
06/18/2004 - 04/09/2021
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
MD
06/13/2003 - 05/19/2004
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
NY
04/17/2003 - 05/07/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
01/29/2003 - 02/12/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/29/2003 - 02/12/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
03/06/2000 - 11/08/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 11/20/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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