Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Thompson is a financial advisor at The Leaders Group, Inc. Brian has been working in the financial services industry since February 15, 2003 and is currently registered with the state of California. Brian holds the Series 6, Series 63 and SIE licenses. Brian has previously worked at Lincoln Investment, Capital Analysts, Incorporated and AIG Sunamerica Capital Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/03/2017 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CA
06/01/2012 - 12/31/2016
LINCOLN INVESTMENT (WOODLAND HILLS CA)
CA
05/20/2005 - 06/01/2012
CAPITAL ANALYSTS, INCORPORATED (WOODLAND HILLS CA)
NJ
07/30/2001 - 11/03/2003
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
BC
Issued 11/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Brian Thompson is the right advisor for you? Invested Better is here to help.
