Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Thomas Ward is a financial advisor at Lazard Asset Management Securities LLC. Brian has been in the industry since January 7, 2019. Brian has a Series 66, Series 7TO, Series 31 and a SIE licenses. Brian is registered in all 50 states and Puerto Rico. Brian was previously employed at Neuberger Berman BD LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
12/13/2019 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
NY
01/01/2019 - 12/05/2019
NEUBERGER BERMAN BD LLC (NEW YORK NY)
BOTH
Issued 03/13/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/10/2020
Series 31 - Futures Managed Funds Examination
BC
Issued 12/31/2018
Series 7TO - General Securities Representative Examination
BC
Issued 10/26/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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