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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Thomas Wall is a financial advisor with over 44 years of experience in the industry. Brian is currently registered with LPL Financial LLC. Brian has a broad range of experience working for firms such as WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, WELLS FARGO ADVISORS, LLC, A. G. EDWARDS & SONS, INC., GEORGE K. BAUM & COMPANY, STERN BROTHERS & CO., and E. F. HUTTON & COMPANY INC. Brian's expertise includes portfolio management for individuals and businesses, as well as financial planning and pension consulting. Brian holds a Series 63, Series 66, Series 7, Series 8, Series 9, Series 10, Series 24, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
04/27/2020 - Present
LPL Financial LLC (OVERLAND PARK KS)
KS
06/22/2012 - 04/28/2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (OVERLAND PARK KS)
MO
01/01/2008 - 06/22/2012
WELLS FARGO ADVISORS, LLC (KANSAS CITY MO)
MO
09/30/1994 - 01/03/2008
A. G. EDWARDS & SONS, INC. (KANSAS CITY MO)
MO
05/31/1994 - 09/30/1994
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
MO
02/05/1987 - 05/31/1994
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
NA
10/04/1979 - 02/02/1987
STERN BROTHERS & CO.
NA
07/22/1976 - 10/21/1979
E. F. HUTTON & COMPANY INC
BOTH
Issued 09/18/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/11/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/27/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 03/22/1984
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/1994
PC - AMEX Put and Call Exam
BC
Issued 07/17/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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