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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Tomaska is a financial advisor with UBS Financial Services Inc., a firm that provides wealth management and financial advisory services to a wide range of clients, including individuals, families, businesses, and institutions. Brian is a registered representative of UBS Financial Services Inc. and has been in the industry since 1998. Brian has expertise in a variety of financial planning areas and has earned the Series 7, 9, 10, 25, 63, 66, 99TO and SIE licenses. Brian is committed to providing clients with personalized financial advice and services that meet their unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
04/27/2022 - Present
UBS Financial Services Inc. (HARTFORD CT)
CT
09/09/2019 - 04/19/2022
WELLS FARGO CLEARING SERVICES, LLC (FARMINGTON CT)
MA
03/22/2010 - 07/11/2019
WELLS FARGO CLEARING SERVICES, LLC (WELLESLEY MA)
PA
04/24/2008 - 10/16/2009
WELLS FARGO ADVISORS, LLC (ALLENTOWN PA)
NY
11/02/2007 - 01/17/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
12/01/2005 - 05/04/2007
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MD
05/03/1999 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
FL
06/18/1998 - 04/30/1999
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
MI
01/20/1995 - 03/09/1995
OLDE DISCOUNT CORPORATION (DETROIT MI)
CO
10/19/1994 - 11/15/1994
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 10/12/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/19/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1999
Series 25 - NYSE Trading Assistant Examination
BC
Issued 10/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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