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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Thomas Soley is a financial advisor with Ameriprise Financial Services, LLC. Brian has been in the financial industry since March 22, 2007, and has experience in both brokerage and investment advisory services. Brian holds Series 7, 9, 10, 66 and SIE licenses and has a CFP designation. Brian has experience working with high-net-worth individuals, trusts and estates, insurance companies, charitable organizations, pension and profit-sharing plans, corporations and other businesses, and individuals other than high-net-worth. Brian offers financial planning, asset allocation services, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
01/24/2012 - Present
Ameriprise Financial Services, LLC (Altoona WI)
MN
08/12/2010 - 01/24/2012
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
09/24/2008 - 08/23/2010
WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)
WI
03/03/2008 - 06/18/2008
WOODBURY FINANCIAL SERVICES, INC. (MEDFORD WI)
MN
12/11/2006 - 02/26/2008
AMERIPRISE FINANCIAL SERVICES, INC. (NEW BRIGHTON MN)
BOTH
Issued 12/23/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/22/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/04/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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