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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Schmidt is a financial advisor who has been in the industry since 1998. Brian is currently registered with Avantax Advisory Services and Avantax Planning Partners, Inc. Brian is a Certified Financial Planner and holds Series 63, 66, and 7 licenses, as well as the SIE exam. Brian focuses on providing financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Brian has experience working with high net worth individuals, pension and profit-sharing plans, and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
04/08/2015 - Present
Avantax Advisory Services (Dallas TX)
TX
08/22/2014 - 09/30/2014
E*TRADE SECURITIES LLC (DALLAS TX)
TX
07/17/2000 - 07/09/2014
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
IL
03/25/1999 - 05/26/2000
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
RI
04/09/1998 - 03/02/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 05/10/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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