Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Sanborn is a financial advisor with Nexpoint Securities, Inc. Brian has been in the securities industry since August 9, 1992. Brian is registered with the state of Texas. Brian previously worked at Emerson Equity LLC, Provasi Capital Partners LP, ARI Financial Services, Inc., Burch & Company, Inc, Behringer Securities LP, SWS Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
02/06/2017 - Present
Nexpoint Securities, Inc. (DALLAS TX)
TX
09/21/2016 - 02/01/2017
EMERSON EQUITY LLC (Irving TX)
TX
07/29/2008 - 07/06/2016
PROVASI CAPITAL PARTNERS LP (DALLAS TX)
CA
07/26/2006 - 07/22/2008
ARI FINANCIAL SERVICES, INC. (SAN CLEMENTE CA)
MO
05/26/2006 - 08/29/2006
BURCH & COMPANY, INC (KANSAS CITY MO)
TX
06/27/2003 - 05/10/2006
BEHRINGER SECURITIES LP (DALLAS TX)
TX
03/06/2000 - 11/13/2002
SWS SECURITIES INC. (DALLAS TX)
NY
09/19/1991 - 03/15/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 05/23/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/17/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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