Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Rosenbaum is a financial advisor registered with Kestra Advisory Services, LLC. Brian has been working in the financial services industry since 1999. He holds Series 6, 7, 24 and 66 licenses, and is also a Certified Financial Planner. Before joining Kestra Advisory Services, LLC, Brian worked with Hornor, Townsend & Kent, LLC and Lutheran Brotherhood Securities Corp. Brian is registered to provide investment advisory services in 22 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
11/18/2021 - Present
Kestra Advisory Services, LLC (AUSTIN TX)
MD
05/02/2002 - 11/17/2021
HORNOR, TOWNSEND & KENT, LLC (LUTHERVILLE MD)
MN
09/24/1999 - 05/16/2002
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
BOTH
Issued 04/15/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2002
Series 7 - General Securities Representative Examination
BC
Issued 09/22/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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